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2021 Spring Virtual Compliance Workshop

Day 2 On-Demand Resources

Legal Compliance – Effective Compliance Programs

Thursday, May 20th

Click the links below to  download the handouts for day 2.

To receive your CEU/contact hour certificate, you must watch each session (live or on demand) then fill out the evaluation form below. Please only fill out responses for the days you registered, then send them to

Recordings & Handouts

Session 1

How Deep a Dive to Take: Conducting an Internal Investigations

Speaker: Rachel Hold-Weiss

Session 2

Regulatory Due Diligence From Both Sides: How To Cope

Speakers: Lester Perling & Hannah Cross

Session 3

Your Marketing Team: Are they an unmitigated risk?

Speaker: Rachel Hold-Weiss

Session 4

Tales from an IRO: Lessons Learned From a Corporate Integrity Agreement

Speaker: Lester Perling & Jean Acevedo